4//SEC Filing
Parsons Timothy 4
Accession 0001868504-21-000002
CIK 0001821850other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:03 PM ET
Size
7.2 KB
Accession
0001868504-21-000002
Insider Transaction Report
Form 4
Parsons Timothy
Executive VP & COO
Transactions
- Purchase
Class A Common Stock
2021-12-01$4.18/sh+10,000$41,800→ 83,600 total
Holdings
- 1,386,399
Private Units
→ Class A Common Stock (1,386,399 underlying)
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.17 to $4.22, inclusive. The reporting person undertakes to provide to Sunlight Financial Holdings Inc. (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the aforementioned range.
- [F2]Each Private Unit consists of a Class EX Unit issued by Sunlight Financial LLC ("SFLLC"), together with one share of Class C Common Stock issued by the Issuer. Each Private Unit is exchangeable, subject to certain conditions, for either one share of Class A Common Stock, or at SFLLC's election, an amount of cash equivalent to the market value of one share of Class A Common Stock, pursuant to and in accordance with the terms of the Fifth Amended and Restated Limited Liability Company Agreement of SFLCC. The Class C Common Stock will vote together with the Class A Common Stock as a single class, but will have no economic rights. These exchange rights do not expire.
Documents
Issuer
Sunlight Financial Holdings Inc.
CIK 0001821850
Entity typeother
Related Parties
1- filerCIK 0001868504
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 4:03 PM ET
- Size
- 7.2 KB