Madaeni Seyed 4
4 · Fluence Energy, Inc. · Filed Jun 6, 2022
Insider Transaction Report
Form 4
Madaeni Seyed
SVP & Chief Digital Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2022-06-02$2.45/sh+84,208$206,310→ 84,208 total - Sale
Class A Common Stock
[F1][F2]2022-06-02$10.15/sh−84,208$854,896→ 0 total - Exercise/Conversion
Stock Option
[F3]2022-06-02−84,208→ 517,933 totalExercise: $2.45Exp: 2031-04-02→ Class A Common Stock (84,208 underlying)
Footnotes (3)
- [F1]Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple open market transactions at prices ranging from $10.1 to $10.23, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range indicated in this footnote.
- [F3]Represents part of a single option award grant initially for an aggregate 602,141 shares. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022, 1/3 of the shares subject to the option become vested and exercisable on April 2, 2023 and 1/3 of the shares subject to the option become vested and exercisable on April 2, 2024.
Signature
/s/ Frank Fuselier as Attorney-in-fact for Seyed Madaeni|2022-06-06