Fehr Dennis 4
4 · Fluence Energy, Inc. · Filed Sep 8, 2022
Insider Transaction Report
Form 4
Fehr Dennis
SVP & Chief Financial Officer
Transactions
- Sale
Class A Common Stock
2022-09-07$19.26/sh−40,000$770,524→ 30,590 total - Exercise/Conversion
Class A Common Stock
2022-09-07$2.45/sh+40,000$98,000→ 70,590 total - Sale
Class A Common Stock
2022-09-07$19.33/sh−40,000$773,036→ 30,590 total - Sale
Class A Common Stock
2022-09-07$19.39/sh−40,000$775,428→ 30,590 total - Exercise/Conversion
Class A Common Stock
2022-09-07$2.45/sh+40,000$98,000→ 70,590 total - Exercise/Conversion
Stock Option
2022-09-07−40,000→ 359,359 totalExercise: $2.45Exp: 2031-04-02→ Class A Common Stock (40,000 underlying) - Exercise/Conversion
Class A Common Stock
2022-09-07$2.45/sh+40,000$98,000→ 70,590 total - Exercise/Conversion
Stock Option
2022-09-07−40,000→ 399,359 totalExercise: $2.45Exp: 2031-04-02→ Class A Common Stock (40,000 underlying) - Exercise/Conversion
Stock Option
2022-09-07−40,000→ 319,359 totalExercise: $2.45Exp: 2031-04-02→ Class A Common Stock (40,000 underlying)
Footnotes (5)
- [F1]Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.2 to $19.395, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.25 to $19.40, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $19.35 to $19.49, inclusive. The Reporting Person undertakes to provide to Fluence, any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
- [F5]Represents part of a single option award grant initially for an aggregate 455,674 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022.