Home/Filings/4/0001868941-23-000046
4//SEC Filing

Couch Carolee 4

Accession 0001868941-23-000046

CIK 0001868941other

Filed

May 22, 8:00 PM ET

Accepted

May 23, 6:56 PM ET

Size

9.2 KB

Accession

0001868941-23-000046

Insider Transaction Report

Form 4
Period: 2023-05-22
Couch Carolee
SVP & CSC and MO
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2023-05-22$2.45/sh+50,000$122,50051,200 total
  • Sale

    Class A Common Stock

    2023-05-22$22.78/sh50,000$1,139,1351,200 total
  • Exercise/Conversion

    Stock Option

    2023-05-2250,000451,537 total
    Exercise: $2.45Exp: 2031-04-02Class A Common Stock (50,000 underlying)
Footnotes (3)
  • [F1]Proceeds from the sale were used to pay the exercise price of such portion of the stock option, pursuant to a broker-assisted cashless exercise, and applicable withholding taxes.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple open market transactions at prices ranging from $22.36 to $23.26, inclusive. The Reporting Person undertakes to provide to Fluence Energy, Inc. ("Fluence"), any security holder of Fluence, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range indicated in this footnote.
  • [F3]Represents part of a single option award grant initially for an aggregate 501,537 shares, which vests in three equal annual installments. 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2022 and another 1/3rd of the aggregate shares subject to the option became vested and exercisable on April 2, 2023. The final 1/3 of the aggregate shares subject to the option vest on April 2, 2024.

Issuer

Fluence Energy, Inc.

CIK 0001868941

Entity typeother

Related Parties

1
  • filerCIK 0001884335

Filing Metadata

Form type
4
Filed
May 22, 8:00 PM ET
Accepted
May 23, 6:56 PM ET
Size
9.2 KB