4/A//SEC Filing
Alexander Karen 4/A
Accession 0001870910-24-000005
CIK 0001820302other
Filed
Apr 8, 8:00 PM ET
Accepted
Apr 9, 7:41 PM ET
Size
13.6 KB
Accession
0001870910-24-000005
Insider Transaction Report
Form 4/AAmended
Alexander Karen
Chief Financial Officer
Transactions
- Award
Class A Common Stock
2024-03-18+10,166→ 964,367 total - Award
Class A Common Stock
2024-03-18+14,645→ 361,018 total - Tax Payment
Class A Common Stock
2024-04-05$0.52/sh−5,194$2,678→ 959,173 total - Award
Class A Common Stock
2024-03-18+563,816→ 954,201 total - Award
Class A Common Stock
2024-03-18+29,297→ 390,385 total
Footnotes (9)
- [F1]Represents the issuance of shares of Class A common stock resulting from vesting of performance stock units ("PSUs") granted on February 13, 2023 and the attainment of performance goals.
- [F2]Includes 224,118 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.
- [F3]These securities are PSUs resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest in two equal annual installments on each anniversary of February 23, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
- [F4]Includes 253,415 shares of Class A Common Stock subject to RSU and PSU awards that remain subject to vesting.
- [F5]These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.
- [F6]Includes 817,231 shares of Class A Common Stock subject to RSU and PSU awards that remain subject to vesting.
- [F7]These securities are PSUs resulting from attainment of performance goals. Each PSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The PSUs shall vest on August 26, 2024, provided that the reporting person continues to be employed by the issuer as of such vesting date.
- [F8]Includes 827,397 shares of Class A Common Stock subject to RSU and PSU awards that remain subject to vesting.
- [F9]In connection with the vesting of PSUs on March 18, 2024, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on March 18, 2024.
Documents
Issuer
Bakkt Holdings, Inc.
CIK 0001820302
Entity typeother
Related Parties
1- filerCIK 0001870910
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 8, 8:00 PM ET
- Accepted
- Apr 9, 7:41 PM ET
- Size
- 13.6 KB