Alexander Karen 4
4 · Bakkt Holdings, Inc. · Filed Apr 15, 2025
Insider Transaction Report
Form 4
Alexander Karen
Chief Financial Officer
Transactions
- Award
Class A Common Stock
2025-04-11+34,211→ 74,613 total
Footnotes (2)
- [F1]These securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A Common Stock of the issuer. 50% of the RSUs shall vest on the one year anniversary of the grant date, 12.5% shall vest on the fifteen (15) month anniversary of the grant date, 12.5% shall vest on the eighteen (18) month anniversary of the grant date, 12.5% shall vest on the twenty one (21) month anniversary of the grant date, and 12.5% shall vest on the twenty four (24) month anniversary of the grant date, provided that the reporting person continues to provide services to the issuer through each such date.
- [F2]Includes 65,107 shares of Class A Common Stock subject to RSUs and PSUs that remain subject to vesting.