Robinhood Markets, Inc.·4

Nov 13, 3:51 PM ET

Warnick Jason 4

4 · Robinhood Markets, Inc. · Filed Nov 13, 2025

Insider Transaction Report

Form 4
Period: 2025-11-11
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2025-11-11$5.93/sh+175,000$1,037,750763,691 total
  • Sale

    Class A Common Stock

    2025-11-11$131.69/sh71,117$9,365,142692,574 total
  • Sale

    Class A Common Stock

    2025-11-11$132.41/sh88,950$11,777,425603,624 total
  • Sale

    Class A Common Stock

    2025-11-11$134.25/sh25,901$3,477,266463,691 total
  • Sale

    Class A Common Stock

    2025-11-11$133.49/sh114,032$15,222,303489,592 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2025-11-11175,000200,000 total
    Exercise: $5.93Exp: 2028-12-14Class A Common Stock (175,000 underlying)
Footnotes (6)
  • [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
  • [F2]This transaction was executed in multiple trades during the day at prices ranging from $130.96 to $131.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  • [F3]This transaction was executed in multiple trades during the day at prices ranging from $131.96 to $132.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  • [F4]This transaction was executed in multiple trades during the day at prices ranging from $132.96 to $133.94. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  • [F5]This transaction was executed in multiple trades during the day at prices ranging from $133.96 to $134.59. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
  • [F6]On December 15, 2018, the Reporting Person was granted an option to purchase 700,000 shares of Common Stock under Robinhood's Amended and Restated 2013 Stock Plan, which option was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on December 4, 2019, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Documents

1 file
  • 4
    wk-form4_1763067116.xmlPrimary

    FORM 4