4//SEC Filing
Warnick Jason 4
Accession 0001871212-25-000006
CIK 0001783879other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 3:51 PM ET
Size
14.8 KB
Accession
0001871212-25-000006
Insider Transaction Report
Form 4
Warnick Jason
Chief Financial Officer
Transactions
- Exercise/Conversion
Class A Common Stock
2025-11-11$5.93/sh+175,000$1,037,750→ 763,691 total - Sale
Class A Common Stock
2025-11-11$131.69/sh−71,117$9,365,142→ 692,574 total - Sale
Class A Common Stock
2025-11-11$132.41/sh−88,950$11,777,425→ 603,624 total - Sale
Class A Common Stock
2025-11-11$134.25/sh−25,901$3,477,266→ 463,691 total - Sale
Class A Common Stock
2025-11-11$133.49/sh−114,032$15,222,303→ 489,592 total - Exercise/Conversion
Employee Stock Option (right to buy)
2025-11-11−175,000→ 200,000 totalExercise: $5.93Exp: 2028-12-14→ Class A Common Stock (175,000 underlying)
Footnotes (6)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 8, 2025.
- [F2]This transaction was executed in multiple trades during the day at prices ranging from $130.96 to $131.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
- [F3]This transaction was executed in multiple trades during the day at prices ranging from $131.96 to $132.95. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
- [F4]This transaction was executed in multiple trades during the day at prices ranging from $132.96 to $133.94. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
- [F5]This transaction was executed in multiple trades during the day at prices ranging from $133.96 to $134.59. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer, or any security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the trades were made.
- [F6]On December 15, 2018, the Reporting Person was granted an option to purchase 700,000 shares of Common Stock under Robinhood's Amended and Restated 2013 Stock Plan, which option was amended and restated on January 13, 2020. This option vested and became exercisable as to one-fourth (1/4) of those shares on December 4, 2019, with the remainder scheduled to vest and become exercisable in thirty-six (36) equal monthly installments thereafter, subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.
Documents
Issuer
Robinhood Markets, Inc.
CIK 0001783879
Entity typeother
Related Parties
1- filerCIK 0001871212
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 3:51 PM ET
- Size
- 14.8 KB