Michael Gavin Constantine 4
4 · Bakkt Holdings, Inc. · Filed Feb 28, 2023
Insider Transaction Report
Form 4
Michael Gavin Constantine
DirectorChief Executive Officer
Transactions
- Award
Class A Common Stock
2023-02-24+587,467→ 2,659,236 total - Award
Class A Common Stock
2023-02-24+80,000→ 2,739,236 total
Footnotes (4)
- [F1]These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
- [F2]Includes 2,225,439 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.
- [F3]These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
- [F4]Includes 2,305,439 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.