4/A//SEC Filing
Michael Gavin Constantine 4/A
Accession 0001871512-23-000007
CIK 0001820302other
Filed
May 1, 8:00 PM ET
Accepted
May 2, 5:43 PM ET
Size
10.7 KB
Accession
0001871512-23-000007
Insider Transaction Report
Form 4/AAmended
Michael Gavin Constantine
DirectorChief Executive Officer
Transactions
- Tax Payment
Class A Common Stock
2023-04-17$1.47/sh−50,400$74,088→ 2,816,813 total - Award
Class A Common Stock
2023-04-17+520,500→ 3,063,914 total - Award
Class A Common Stock
2023-04-17+91,137→ 3,155,051 total - Tax Payment
Class A Common Stock
2023-04-17$1.47/sh−287,838$423,122→ 2,867,213 total
Footnotes (4)
- [F1]Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.
- [F2]Includes 2,109,617 shares of Class A Common Stock subject to restricted stock units awards that remain subject to vesting.
- [F3]Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.
- [F4]In connection with the vesting of PSUs on April 17, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on April 17, 2023.
Documents
Issuer
Bakkt Holdings, Inc.
CIK 0001820302
Entity typeother
Related Parties
1- filerCIK 0001871512
Filing Metadata
- Form type
- 4/A
- Filed
- May 1, 8:00 PM ET
- Accepted
- May 2, 5:43 PM ET
- Size
- 10.7 KB