4//SEC Filing
Michael Gavin Constantine 4
Accession 0001871512-24-000004
CIK 0001820302other
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 9:35 PM ET
Size
11.0 KB
Accession
0001871512-24-000004
Insider Transaction Report
Form 4
Michael Gavin Constantine
DirectorChief Executive Officer
Transactions
- Award
Class A Common Stock
2024-03-18+37,062→ 2,520,022 total - Award
Class A Common Stock
2024-03-18+211,670→ 2,482,960 total - Award
Class A Common Stock
2024-03-18+366,188→ 2,886,210 total - Award
Class A Common Stock
2024-03-18+1,332,456→ 4,218,666 total
Footnotes (6)
- [F1]Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.
- [F2]Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.
- [F3]Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.
- [F4]Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals.
- [F5]These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.
- [F6]Includes 2,464,256 shares of Class A Common Stock subject to RSUs awards that remain subject to vesting.
Documents
Issuer
Bakkt Holdings, Inc.
CIK 0001820302
Entity typeother
Related Parties
1- filerCIK 0001871512
Filing Metadata
- Form type
- 4
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 9:35 PM ET
- Size
- 11.0 KB