Michael Gavin Constantine 4
4 · Bakkt Holdings, Inc. · Filed Mar 20, 2024
Insider Transaction Report
Form 4
Michael Gavin Constantine
DirectorChief Executive Officer
Transactions
- Award
Class A Common Stock
2024-03-18+37,062→ 2,520,022 total - Award
Class A Common Stock
2024-03-18+211,670→ 2,482,960 total - Award
Class A Common Stock
2024-03-18+366,188→ 2,886,210 total - Award
Class A Common Stock
2024-03-18+1,332,456→ 4,218,666 total
Footnotes (6)
- [F1]Represents the issuance of shares of Class A common stock resulting from vesting of one-third of performance stock units ("PSUs") granted on 01/21/2022 and the attainment of performance goals.
- [F2]Includes 1,131,800 shares of Class A Common Stock subject to restricted stock units ("RSUs") awards that remain subject to vesting.
- [F3]Represents the issuance of shares of Class A common stock resulting from vesting of one-third of PSUs granted on 02/01/2022 and the attainment of performance goals.
- [F4]Represents the issuance of shares of Class A common stock resulting from vesting of PSUs granted on 02/13/2023 and the attainment of performance goals.
- [F5]These securities are RSUs. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of March 18, 2024, provided that the reporting person continues to be employed by the issuer as of each vesting date.
- [F6]Includes 2,464,256 shares of Class A Common Stock subject to RSUs awards that remain subject to vesting.