Karanth Mahesh 4/A

4/A · Rockley Photonics Holdings Ltd · Filed Jul 8, 2022

Form 4/AAmended

Period: 2021-11-11

Chief Financial Officer

Transactions

Tax Payment
Ordinary Share
2022-02-11$3.90/sh−5,063$19,746→ 16,005 total
Tax Payment
Ordinary Share
2021-11-11$3.87/sh−3,622$14,017→ 10,738 total
Exercise/Conversion
Ordinary Share
2022-02-11+8,840→ 21,068 total
Exercise/Conversion
Ordinary Share
2022-02-11+3,090→ 19,095 total
Exercise/Conversion
Restricted Stock Unit
2021-11-11−8,840→ 132,603 total
Exercise: $0.00→ Ordinary Share (8,840 underlying)
Exercise/Conversion
Ordinary Share
2021-11-11+8,840→ 14,360 total
Tax Payment
Ordinary Share
2021-11-11$3.90/sh−1,599$6,236→ 12,228 total
Exercise/Conversion
Restricted Stock Unit
2022-02-11−3,090→ 43,255 total
→ Ordinary Share (3,090 underlying)
Exercise/Conversion
Ordinary Share
2021-11-11+3,089→ 13,827 total
Tax Payment
Ordinary Share
2022-02-11$3.90/sh−1,599$6,236→ 17,496 total
Exercise/Conversion
Restricted Stock Unit
2021-11-11−3,089→ 46,345 total
→ Ordinary Share (3,089 underlying)
Exercise/Conversion
Restricted Stock Unit
2022-02-11−8,840→ 123,763 total
Exercise: $0.00→ Ordinary Share (8,840 underlying)

Footnotes (3)

[F1]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 11/11/2021; however, the transaction was not executed by the plan administrator until 1/10/2022.
[F2]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 11/11/2021; however, the transaction was not executed by the plan administrator until 3/15/2022.
[F3]Each Restricted Stock Unit vested and converted into the right to receive one Ordinary Share effective 2/11/2022; however, the transaction was not executed by the plan administrator until 3/15/2022.

Documents

1 file