Schultz Roderick A. 4

Accession 0001872155-21-000005

CIK 0001006655other

View on SEC.gov Company Profile

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 4:35 PM ET

Size

53.3 KB

Accession

0001872155-21-000005

Insider Transaction Report

Form 4

Period: 2016-09-01

EVOLUTION PETROLEUM CORPEPM

Schultz Roderick A.

Vice President and C.A.O.

Transactions

Award
Common Stock
2017-11-06+5,041→ 54,552 total
Tax Payment
Common Stock
2017-08-28$7.25/sh−309$2,240→ 50,759 total
Tax Payment
Common Stock
2017-09-01$6.95/sh−577$4,010→ 50,182 total
Sale
Common Stock
2018-07-06$11.40/sh−3,000$34,200→ 34,552 total
Tax Payment
Common Stock
2016-09-01$5.67/sh−4,434$25,141→ 52,011 total
Tax Payment
Common Stock
2016-12-04$9.30/sh−545$5,069→ 50,198 total
Sale
Common Stock
2018-04-25$8.50/sh−4,000$34,000→ 46,552 total
Tax Payment
Common Stock
2019-09-05$5.88/sh−353$2,076→ 44,515 total
Exercise/Conversion
Contingent Performance Stock Grant
2016-09-01−2,593→ 11,229 total
Exercise: $0.00Exp: 2019-12-04→ Common Stock (2,593 underlying)
Exercise/Conversion
Contingent Performance Stock Grant
2017-08-10−1,511→ 9,718 total
Exercise: $0.00Exp: 2018-08-28→ Common Stock (1,511 underlying)
Exercise/Conversion
Contingent Performance Stock Grant
2018-09-05−2,807→ 2,807 total
Exercise: $0.00Exp: 2020-09-01→ Common Stock (2,807 underlying)
Award
Common Stock
2016-09-01+16,843→ 53,852 total
Exercise/Conversion
Common Stock
2016-09-01+2,593→ 56,445 total
Tax Payment
Common Stock
2016-11-03$7.25/sh−1,268$9,193→ 50,743 total
Tax Payment
Common Stock
2017-08-10$8.05/sh−641$5,160→ 51,068 total
Exercise/Conversion
Common Stock
2017-11-06+2,593→ 52,775 total
Sale
Common Stock
2018-03-12$8.30/sh−4,000$33,200→ 50,552 total
Sale
Common Stock
2018-04-26$9.00/sh−3,000$27,000→ 43,552 total
Sale
Common Stock
2018-06-01$9.90/sh−3,000$29,700→ 40,552 total
Tax Payment
Common Stock
2018-08-28$9.65/sh−183$1,766→ 33,825 total
Exercise/Conversion
Common Stock
2017-08-10+1,511→ 51,709 total
Tax Payment
Common Stock
2018-12-04$9.02/sh−316$2,850→ 46,437 total
Tax Payment
Common Stock
2017-12-04$7.10/sh−544$3,862→ 34,008 total
Tax Payment
Common Stock
2018-09-05$9.90/sh−1,975$19,553→ 46,753 total
Tax Payment
Common Stock
2018-12-31$6.97/sh−1,227$8,552→ 45,210 total
Tax Payment
Common Stock
2017-11-06$7.20/sh−3,264$23,501→ 49,511 total
Sale
Common Stock
2018-07-02$10.60/sh−3,000$31,800→ 37,552 total
Tax Payment
Common Stock
2018-09-01$10.05/sh−329$3,306→ 33,496 total
Exercise/Conversion
Common Stock
2018-09-05+2,807→ 36,303 total
Award
Common Stock
2018-09-05+12,425→ 48,728 total
Tax Payment
Common Stock
2019-09-01$5.92/sh−342$2,025→ 44,868 total
Award
Contingent Performance Stock Grant
2016-09-01$5.67/sh+5,614$31,831→ 13,822 total
Exercise: $0.00Exp: 2020-09-01→ Common Stock (5,614 underlying)
Exercise/Conversion
Contingent Performance Stock Grant
2017-11-06−2,593→ 7,125 total
Exercise: $0.00Exp: 2019-12-04→ Common Stock (2,593 underlying)

Footnotes (7)

[F1]Award of Restricted Stock subject to vesting conditions specified in grant agreement.
[F2]Issuance of Evolution Petroleum common stock upon the vesting of a Contingent Restricted Stock award.
[F3]Pursuant to a 10b5-1 trading plan.
[F4]Award of Contingent Restricted Stock subject to grant agreement's vesting conditions.
[F5]Contingent Restricted Stock award vests (becomes exercisable) when the grant agreement's vesting conditions are met.
[F6]Vesting of Contingent Restricted Stock award as grant agreement's performance condition was satisfied.
[F7]Total includes expiration of Contingent Restricted Stock awards prior to this transaction.

Documents

1 file

4
wf-form4_162810929866783.xmlPrimary
FORM 4

Issuer

EVOLUTION PETROLEUM CORP

CIK 0001006655

→

Entity typeother

Related Parties

filerCIK 0001872155

Filing Metadata

Form type: 4
Filed: Aug 3, 8:00 PM ET
Accepted: Aug 4, 4:35 PM ET
Size: 53.3 KB

View on SEC.gov