Lewis Michael Leroy 4
4 · Bakkt Holdings, Inc. · Filed Feb 28, 2023
Insider Transaction Report
Form 4
Lewis Michael Leroy
EVP Engineering & Operations
Transactions
- Award
Class A Common Stock
2023-02-24+140,992→ 420,125 total - Award
Class A Common Stock
2023-02-24+50,000→ 470,125 total
Footnotes (4)
- [F1]These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in three equal annual installments on the first three anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
- [F2]Includes 333,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.
- [F3]These securities are RSU. Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. The RSUs shall vest in two equal annual installments on the first two anniversaries of February 13, 2023, provided that the reporting person continues to be employed by the issuer as of each vesting date.
- [F4]Includes 383,320 shares of Class A Common Stock subject to RSU awards that remain subject to vesting.