|4Feb 1, 3:59 PM ET

Foreman Albert John 4

4 · Gold Flora Corp. · Filed Feb 1, 2024

Insider Transaction Report

Form 4
Period: 2024-02-01
Transactions
  • Exercise/Conversion

    Common Shares

    2024-02-01+50554,300 total
  • Exercise/Conversion

    Restricted Stock Units

    2024-02-0150552,273 total
    Common Shares (505 underlying)
Holdings
  • Common Shares

    (indirect: See Footnote)
    4,086,974
Footnotes (3)
  • [F1]Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
  • [F2]Represents Common Shares held by affiliates of Tuatara Capital. Mr. Foreman is a Managing Partner and the Chief Investment Officer of Tuatara Capital and shares voting and dispositive power of these Common Shares with two other persons. Mr. Foreman disclaims beneficial ownership over these shares, except to the extent of his pecuniary interest.
  • [F3]On June 30, 2022, the reporting person was granted 100,000 RSU's, 33% of which vested 1 year after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 8 equal quarterly installments. On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.

Documents

1 file
  • 4
    wk-form4_1706821157.xmlPrimary

    FORM 4