|4Jan 11, 4:11 PM ET

Buck Kristen K 4

4 · LISATA THERAPEUTICS, INC. · Filed Jan 11, 2024

Insider Transaction Report

Form 4
Period: 2024-01-09
Buck Kristen K
EVP, R&D and CMO
Transactions
  • Award

    Common Stock

    2024-01-09+27,00059,915 total
  • Tax Payment

    Common Stock

    2024-01-09$3.08/sh3,221$9,92156,694 total
  • Award

    Stock Option (Right to Buy)

    2024-01-09+14,00014,000 total
    Exercise: $3.08From: 2024-01-09Exp: 2034-01-09Common Stock (14,000 underlying)
  • Tax Payment

    Common Stock

    2024-01-09$3.08/sh2,147$6,61354,547 total
  • Tax Payment

    Common Stock

    2024-01-10$3.00/sh512$1,53654,035 total
Footnotes (5)
  • [F1]Represents 27,000 restricted stock awards granted under the Issuer's 2018 Equity Incentive Compensation Plan. The restricted stock awards vest in four equal installments, with one-fourth of the shares vesting on the date of grant and an additional one-fourth vesting on each of the first, second and third annual anniversaries of the grant date.
  • [F2]Includes 31,400 unvested restricted stock.
  • [F3]Shares withheld as payment of a tax liability on vesting of restricted stock.
  • [F4]Includes 30,325 unvested restricted stock.
  • [F5]One-fourth of the shares underlying the stock options vest immediately on the grant date, with an additional one-fourth vesting on each of the first, second and third anniversaries of the grant date.

Documents

1 file
  • 4
    wk-form4_1705007506.xmlPrimary

    FORM 4