4//SEC Filing
Kumar Ramesh 4
Accession 0001879785-21-000009
CIK 0001372299other
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 6:56 PM ET
Size
8.8 KB
Accession
0001879785-21-000009
Insider Transaction Report
Form 4
Ocugen, Inc.OCGN
Kumar Ramesh
Director
Transactions
- Exercise/Conversion
Common Stock
2021-10-18$0.51/sh+7,500$3,825→ 7,500 total - Exercise/Conversion
Option (Right to Buy)
2021-10-18−7,500→ 31,500 totalExercise: $0.51Exp: 2030-01-02→ Common Stock (7,500 underlying) - Sale
Common Stock
2021-10-18$8.13/sh−7,500$60,975→ 0 total
Footnotes (3)
- [F1]This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F2]The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.10 to $8.14. The Reporting Person undertakes to provide Ocugen, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]The option, initially representing a right to purchase 54,000 shares, vests and becomes exercisable in equal monthly installments over three years commencing on February 2, 2020, subject to continued service with the Company on the applicable vesting dates.
Documents
Issuer
Ocugen, Inc.
CIK 0001372299
Entity typeother
Related Parties
1- filerCIK 0001580074
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 6:56 PM ET
- Size
- 8.8 KB