4//SEC Filing
Buettner-Garrett Joshua 4
Accession 0001880162-24-000019
CIK 0001844862other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 5:52 PM ET
Size
9.5 KB
Accession
0001880162-24-000019
Insider Transaction Report
Form 4
Buettner-Garrett Joshua
Chief Technology Officer
Transactions
- Sale
Common Stock
2024-12-16$1.07/sh−187,500$201,413→ 869,720 total - Exercise/Conversion
Stock Option (Right to Buy)
2024-12-16−187,500→ 562,500 totalExercise: $0.03From: 2021-12-08Exp: 2025-03-20→ Common Stock (187,500 underlying) - Exercise/Conversion
Common Stock
2024-12-16$0.03/sh+187,500$5,625→ 1,057,220 total
Footnotes (3)
- [F1]The transactions reported on this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2023 (the "10b5-1 Plan") for a stock option award set to expire on March 20, 2025. The 10b5-1 Plan is structured to include several sale periods and was established to cover the reporting person's tax liability arising from the option exercises and for longer-term asset diversification.
- [F2]This sale was made pursuant to the 10b5-1 Plan.
- [F3]This transaction was executed in multiple trades at prices ranging from $1.05 to $1.098. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Documents
Issuer
Solid Power, Inc.
CIK 0001844862
Entity typeother
Related Parties
1- filerCIK 0001880162
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 5:52 PM ET
- Size
- 9.5 KB