Sera Prognostics (SERA) CFO Scott Gleason Receives RSU & Option Awards

What Happened
Scott Gleason, Chief Financial Officer of Sera Prognostics (SERA), was awarded 117,924 restricted stock units (RSUs) and 169,624 derivative awards (stock option-type awards) on August 31, 2026. Both grants were reported as acquisitions at $0.00 per share (no cash paid). These are compensatory awards, not open-market purchases or sales.

Key Details

• Transaction date: August 31, 2026; filing date: September 1, 2026.
• Price: $0.00 for both the 117,924 RSUs and the 169,624 derivative awards.
• Shares owned after the transaction: Not specified in the supplied filing details.
• Vesting / footnotes:
  • F1 (RSUs): 117,924 RSUs vest over four years. 25% vests on the first anniversary of the vesting commencement date (September 10, 2026), then 1/12 of the remaining balance vests quarterly over the next three years, subject to continued service.
  • F2 (derivative options): 169,624 options vest over four years. 25% vests on the first anniversary of the vesting commencement date (September 10, 2026), then 1/36 of the remaining balance vests monthly over the next three years, subject to continued service.
• Filing timeliness: Filed the next day; no late-filing indication in provided data.

Context
RSUs represent a promise to deliver shares if vesting conditions are met; they typically convert to shares (and may trigger tax withholding) when they vest. The derivative awards are option-like grants that vest over time and would require exercise to convert into shares. These awards are standard executive compensation and do not represent a market buy or sale that signals immediate trading intent.