3/A//SEC Filing
SRPO-II Manager, LP 3/A
Accession 0001884495-21-000003
CIK 0000315131other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 8:07 PM ET
Size
32.9 KB
Accession
0001884495-21-000003
Insider Transaction Report
Form 3/AAmended
Holdings
- 3,549,207
Class A Common Stock
Holdings
- 3,549,207
Class A Common Stock
Palmetto Investment Partners II, LLC
10% Owner
Holdings
- 3,549,207
Class A Common Stock
SRP CAPITAL ADVISORS, LLC
10% Owner
Holdings
- 3,549,207
Class A Common Stock
SRPO-II Manager, LP
10% Owner
Holdings
- 3,549,207
Class A Common Stock
Holdings
- 3,549,207
Class A Common Stock
Fennebresque William T
10% Owner
Holdings
- 3,549,207
Class A Common Stock
Turner Ryan A
10% Owner
Holdings
- 3,549,207
Class A Common Stock
Holdings
- 3,549,207
Class A Common Stock
PIPII-SRPOII Investments, LLC
10% Owner
Holdings
- 3,549,207
Class A Common Stock
Footnotes (18)
- [F1]Exhibit 99.1 This Form 3 is being jointly filed by and on behalf of each of SRP Capital Advisors LLC, a Delaware limited liability company and investment adviser registered with the Securities and Exchange Commission ("SRP"), SRP Opportunities II GP, LP, and SRPO-II Partners I GP, LP, Delaware limited partnerships (the "General Partners"), SRP Opportunities II, LP and SRPO-II Partners I, LP, Delaware limited partnerships that are private pooled investment vehicles (the "Funds"), SRPO-II Manager, LP, a Delaware limited partnership (the "Relying Adviser"), Crestwood Exploration Partners, LLC, Palmetto Investment Partners, LLC, and Palmetto Investment Partners II, LLC, Delaware limited liability companies (the "Portfolio Investment Entities"), CWEP-SRPOII Investments, LLC, PIP-SRPOII Investments, LLC, and PIPII-SRPOII Investments, LLC, Delaware limited liability companies (the "Portfolio Holding Companies"),William T. Fennebresque, and Ryan A. Turner.
- [F10]Exhibit 99.2 (Continued) SRPO-II Manager, LP By: SRPO-II IM Holdings, LLC, its general partner By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Managing Person Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Managing Person Date: October 4, 2021
- [F11]Exhibit 99.2 (Continued) Crestwood Exploration Partners, LLC By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Manager Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Manager Date: October 4, 2021
- [F12]Exhibit 99.2 (Continued) Palmetto Investment Partners, LLC By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Manager Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Manager Date: October 4, 2021
- [F13]Exhibit 99.2 (Continued) Palmetto Investment Partners II, LLC By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Manager Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Manager Date: October 4, 2021
- [F14]Exhibit 99.2 (Continued) CWEP-SRPOII Investments, LLC By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Manager Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Manager Date: October 4, 2021
- [F15]Exhibit 99.2 (Continued) PIP-SRPOII Investments, LLC By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Manager Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Manager Date: October 4, 2021
- [F16]Exhibit 99.2 (Continued) PIPII-SRPOII Investments, LLC By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Manager Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Manager Date: October 4, 2021
- [F17]Exhibit 99.2 (Continued) William Tudor Fennebresque By: /s/ William T. Fennebresque Name: William T. Fennebresque Date: October 4, 2021
- [F18]Exhibit 99.2 (Continued) Ryan Andrew Turner By: /s/ Ryan A. Turner Name: Ryan A. Turner Date: October 4, 2021
- [F2]Exhibit 99.1 (Continued) The Portfolio Investment Entities are the direct beneficial owners of the securities covered by this Form 3. The securities covered hereby were acquired in connection with the previously disclosed transactions pursuant to (i) the purchase and sale agreement, dated as of April 14, 2021, by and between the Portfolio Investment Entities and the Issuer (which transaction closed on April 30, 2021) and (ii) the purchase and sale agreement, dated as of September 16, 2021, by and between Palmetto Investment Partners II, LLC and the Issuer (which transaction closed on September 24, 2021). The Portfolio Holding Companies hold, and may be deemed to beneficially own securities owned by, the Portfolio Investment Entities. The Funds invest in and through, and may be deemed to beneficially own securities owned by, the Portfolio Holdings Companies.
- [F3]Exhibit 99.1 (Continued) SRP Opportunities II, LP and SRPO-II Partners I, LP (i.e., the Funds) hold an approximately 62% and 38% interest, respectively, in each of the Portfolio Holding Companies. SRP Opportunities II GP, LP, and SRPO-II Partners I GP, LP (i.e., the General Partners) are the general partners of SRP Opportunities II, LP and SRPO-II Partners I, LP, respectively. The Relying Adviser relies on SRP's registration as an investment adviser with the Securities and Exchange Commission and serves as the investment manager to and may be deemed to beneficially own securities owned by, the Funds. William T. Fennebresque and Ryan A. Turner are the Managing Partners of, and may be deemed to beneficially own securities owned by, the General Partners and Relying Adviser.
- [F4]Exhibit 99.1 (Continued) William T. Fennebresque and Ryan A. Turner are the Managers of, and may be deemed to beneficially own securities owned by, SRP. In addition, William T. Fennebresque and Ryan A. Turner are Managing Partners or Managers of each entity listed as a reporting person on this filing.
- [F5]Exhibit 99.2 SRP Capital Advisors LLC By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Manager Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Manager Date: October 4, 2021
- [F6]Exhibit 99.2 (Continued) SRP Opportunities II, LP By: SRP Opportunities II GP, LP, its general partner By: SRPO-II GP Management, LP, its general partner By: SRPO-II Holdings, LLC, its member By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Managing Person Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Managing Person Date: October 4, 2021
- [F7]Exhibit 99.2 (Continued) SRPO-II Partners I, LP By: SRPO-II Partners I GP, LP, its general partner By: SRPO-II GP Management, LP, its general partner By: SRPO-II Holdings, LLC, its member By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Managing Person Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Managing Person Date: October 4, 2021
- [F8]Exhibit 99.2 (Continued) SRP Opportunities II GP, LP By: SRPO-II GP Management, LP, its general partner By: SRPO-II Holdings, LLC, its member By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Managing Person Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Managing Person Date: October 4, 2021
- [F9]Exhibit 99.2 (Continued) SRPO-II Partners I GP, LP By: SRPO-II GP Management, LP, its general partner By: SRPO-II Holdings, LLC, its member By: /s/ William T. Fennebresque Name: William T. Fennebresque Title: Managing Person Date: October 4, 2021 By: /s/ Ryan A. Turner Name: Ryan A. Turner Title: Managing Person Date: October 4, 2021
Issuer
PHX MINERALS INC.
CIK 0000315131
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001886272
Filing Metadata
- Form type
- 3/A
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 8:07 PM ET
- Size
- 32.9 KB