CATHEY JAMES J 4

4 · QUALCOMM INC/DE · Filed May 22, 2023

Form 4

Period: 2023-05-20

Chief Commercial Officer

Transactions

Exercise/Conversion
Common Stock
2023-05-20+1,300→ 4,016 total
Exercise/Conversion
Common Stock
2023-05-20+1,574→ 5,590 total
Exercise/Conversion
Common Stock
2023-05-20+1,827→ 7,417 total
Exercise/Conversion
Common Stock
2023-05-20+2,742→ 10,159 total
Tax Payment
Common Stock
2023-05-20$105.86/sh−2,467$261,157→ 7,692 total
Exercise/Conversion
Restricted Stock Unit
2023-05-20−1,300.14→ 1,283.626 total
Exp: 2023-11-20→ Common Stock (1,300.14 underlying)
Exercise/Conversion
Restricted Stock Unit
2023-05-20−1,574.809→ 4,687.505 total
Exp: 2024-11-20→ Common Stock (1,574.809 underlying)
Exercise/Conversion
Restricted Stock Unit
2023-05-20−1,827.596→ 12,951.022 total
Exp: 2025-05-20→ Common Stock (1,827.596 underlying)
Exercise/Conversion
Restricted Stock Unit
2023-05-20−2,742.931→ 10,208.091 total
Exp: 2025-05-20→ Common Stock (2,742.931 underlying)

Footnotes (5)

[F1]Includes 52 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2023.
[F2]Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
[F3]The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2021, and the remaining balance vests semi-annually thereafter.
[F4]The Restricted Stock Units (and allocable dividend equivalents) vested one-third on November 20, 2022, and the remaining balance vests semi-annually thereafter.
[F5]Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units were fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on May 20, 2023, 2024 and 2025.

Documents

1 file