Home/Filings/4/0001888316-23-000068
4//SEC Filing

CATHEY JAMES J 4

Accession 0001888316-23-000068

CIK 0000804328other

Filed

Dec 17, 7:00 PM ET

Accepted

Dec 18, 5:54 PM ET

Size

14.2 KB

Accession

0001888316-23-000068

Insider Transaction Report

Form 4
Period: 2023-12-15
CATHEY JAMES J
Chief Commercial Officer
Transactions
  • Tax Payment

    Common Stock

    2023-12-15$143.13/sh1,807$258,6365,972 total
  • Tax Payment

    Common Stock

    2023-12-15$143.13/sh386$55,2485,972 total
  • Exercise/Conversion

    Common Stock

    2023-12-15+3,3297,779 total
  • Exercise/Conversion

    Common Stock

    2023-12-15+3866,358 total
  • Exercise/Conversion

    Restricted Stock Unit

    2023-12-153,329.0936,659.213 total
    Exp: 2025-12-15Common Stock (3,329.093 underlying)
  • Exercise/Conversion

    Restricted Stock Unit

    2023-12-153868,260 total
    Exp: 2026-12-15Common Stock (386 underlying)
Footnotes (4)
  • [F1]Pursuant to the terms of the Executive Restricted Stock Unit Agreements governing the applicable awards, the Restricted Stock Units granted to Mr. Cathey in December 2023 became fully vested upon Mr. Cathey's attainment of Normal Retirement Age (as defined in such agreements). These shares represent shares withheld to cover the tax liability associated with the vesting of such Restricted Stock Units.
  • [F2]Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and converts on a one-for-one basis.
  • [F3]Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units will be fully vested on the date that is six months after the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2023, 2024 and 2025.
  • [F4]Because the recipient has met the other conditions for Normal Retirement Age (as defined in the applicable Executive Restricted Stock Unit Award Agreement), these Restricted Stock Units are fully vested on the grant date. The vested Restricted Stock Units (and allocable dividend equivalents) will be converted and shares issued in three equal annual installments on December 15, 2024, 2025 and 2026.

Issuer

QUALCOMM INC/DE

CIK 0000804328

Entity typeother

Related Parties

1
  • filerCIK 0001922250

Filing Metadata

Form type
4
Filed
Dec 17, 7:00 PM ET
Accepted
Dec 18, 5:54 PM ET
Size
14.2 KB