|4Jun 13, 5:55 PM ET

Volta Energy Technologies, LLC 4

4 · Solid Power, Inc. · Filed Jun 13, 2022

Insider Transaction Report

Form 4
Period: 2022-06-09
Transactions
  • Sale

    Common Stock

    2022-06-10$7.00/sh1,681$11,7742,434,196 total(indirect: By Volta Energy Storage Fund I, LP)
  • Sale

    Common Stock

    2022-06-09$7.09/sh20,032$141,98112,253,237 total(indirect: By LLC)
  • Sale

    Common Stock

    2022-06-09$7.09/sh15,916$112,8082,435,877 total(indirect: By Volta Energy Storage Fund I, LP)
  • Sale

    Common Stock

    2022-06-09$7.09/sh2,873$20,3633,171,872 total(indirect: By Volta SPW Co-investment, LP)
  • Sale

    Common Stock

    2022-06-10$7.00/sh303$2,1223,171,569 total(indirect: By Volta SPW Co-investment, LP)
  • Sale

    Common Stock

    2022-06-10$7.00/sh2,116$14,82112,251,121 total(indirect: By LLC)
Footnotes (5)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.21, inclusive. The reporting person undertakes to provide to Solid Power, Inc., any security holder of Solid Power, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1 and 3 to this Form 4.
  • [F2]Securities owned directly by Volta SPV SPW, LLC ("Volta SPV"). The Reporting Person is the Managing member of Volta SPV.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.03, inclusive.
  • [F4]Securities owned by Volta Energy Storage Fund I, LP ("VESF"). The General Partner of VESF, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.
  • [F5]Securities owned by Volta SPW Co-investment, LP ("Volta Co-Invest"). The General Partner of Volta Co-invest, Volta Energy Storage Fund I GP, LLC, is a wholly owned subsidiary of the Reporting Person.

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT