Home/Filings/4/0001900919-25-000005
4//SEC Filing

Shukla Rahul 4

Accession 0001900919-25-000005

CIK 0001758766other

Filed

Nov 11, 7:00 PM ET

Accepted

Nov 12, 4:24 PM ET

Size

229.4 KB

Accession

0001900919-25-000005

Insider Transaction Report

Form 4
Period: 2025-11-07
Shukla Rahul
Chief Accounting Officer
Transactions
  • Tax Payment

    Common Stock, Par Value $0.0001 Per Share

    2025-11-10$18.27/sh2,076$37,9293,674 total
  • Exercise/Conversion

    Common Stock, Par Value $0.0001 Per Share

    2025-11-07+5,7505,750 total
  • Exercise/Conversion

    Restricted Stock Unit

    2025-11-075,7500 total
    Common Stock, Par Value $0.0001 Per Share (5,750 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit ("RSU") converted into a share of common stock on a one-for-one basis.
  • [F2]Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
  • [F3]On October 10, 2024 the reporting person was granted 5,750 RSUs, vesting 100% on November 7, 2025.

Issuer

STEM, INC.

CIK 0001758766

Entity typeother

Related Parties

1
  • filerCIK 0001900919

Filing Metadata

Form type
4
Filed
Nov 11, 7:00 PM ET
Accepted
Nov 12, 4:24 PM ET
Size
229.4 KB