Haggerty Kaitlin 4

What Happened Kaitlin Haggerty, Chief Human Resources Officer of Capital One Financial Corp (COF), received a grant of 5,373 restricted stock units (RSUs) on February 3, 2026. The award was reported as acquired at $0.00 per share (no cash paid). Each RSU is a contingent right to receive one share of common stock upon vesting; the filing does not report a cash value at grant.

Key Details

• Transaction date: February 3, 2026; Form 4 filed February 5, 2026 (within the typical 2-business-day reporting window).
• Award: 5,373 restricted stock units (code A — grant/award), acquisition price reported as $0.00.
• Vesting: RSUs vest in one-third increments beginning February 15, 2027 and annually thereafter (footnote F1).
• Shares owned after the transaction: not specified in the provided excerpt of the filing.
• Additional notes from filing: footnotes indicate the reporting person has also acquired shares via the Company’s Associate Stock Purchase Plan (F2) and Dividend Reinvestment Plan (F3) since the last report.
• Not a sale or open-market purchase — this is a compensation award (not an immediate bullish/personal purchase signal).

Context RSU grants are common executive compensation and represent a future entitlement to shares if vesting conditions are met; they do not create immediately tradable shares until vested. Taxes and any withholding typically occur at vesting (not at grant), and the filing here does not indicate any immediate sale or exercise. The transaction appears to have been reported on time.