Haggerty Kaitlin 4

What Happened

• Kaitlin Haggerty, Chief Human Resources Officer at Capital One (COF), had a total of 2,350 shares withheld by the issuer to satisfy tax withholding obligations tied to the vesting of restricted stock units (RSUs). The withholding occurred on Feb 15, 2026 at a price of $207.37 per share, resulting in aggregate proceeds of approximately $487,319 (three dispositions: 728, 821, and 801 shares).

Key Details

• Transaction date and price: 2026-02-15 at $207.37 per share.
• Individual withholdings and values:
  • 728 shares withheld — $150,965 (related to RSUs granted Jan 26, 2023).
  • 821 shares withheld — $170,251 (related to RSUs granted Feb 1, 2024).
  • 801 shares withheld — $166,103 (related to RSUs granted Feb 4, 2025).
• Total shares withheld: 2,350; total value ≈ $487,319.
• Footnote: These were automatic issuer withholdings authorized under the applicable restricted stock award agreements (tax-withholding treatment; filing uses code F).
• Shares owned after the transaction: Not specified in the provided filing.
• Filing timeliness: Report filed on 2026-02-18 for transactions on 2026-02-15 — appears to be timely.

Context

• This was not an open-market sale but an issuer-initiated withholding to cover tax liabilities on vested RSUs (a routine, administrative action). Such withholdings are common and do not necessarily indicate the insider is reducing their overall stake or expressing a view on the stock.