CAPITAL ONE FINANCIAL CORP·4

May 14, 4:39 PM ET

Haggerty Kaitlin 4

4 · CAPITAL ONE FINANCIAL CORP · Filed May 14, 2026

Research Summary

AI-generated summary of this filing

Updated

Capital One (COF) CHRO Kaitlin Haggerty Sells 1,426 Shares

What Happened Kaitlin Haggerty, Chief Human Resources Officer at Capital One Financial Corp (COF), sold a total of 1,426 shares in two open-market transactions. On 2026-05-12 she sold 1,307 shares at $183.93 each for $240,397, and on 2026-05-13 she sold 119 shares at $182.59 each for $21,728 — total proceeds ≈ $262,125. These were sales (not purchases).

Key Details

  • Transaction dates and prices:
    • 2026-05-12: 1,307 shares sold at $183.93, proceeds $240,397.
    • 2026-05-13: 119 shares sold at $182.59, proceeds $21,728.
  • Total shares sold: 1,426; total proceeds ≈ $262,125.
  • Filing: Form 4 filed 2026-05-14 (covers period of report 2026-05-12); filing appears timely.
  • Shares owned after transaction: not disclosed in the filing excerpt provided.
  • Notable footnotes:
    • F1: Trades executed under a Rule 10b5-1 trading plan established Feb 6, 2026.
    • F2: Filing notes it includes shares acquired through the company's Associate Stock Purchase Plan since the last reported transaction.

Context Sales executed under a 10b5-1 plan are pre-arranged and routine, and do not necessarily reflect the insider’s current view of the company. Haggerty is an executive officer (CHRO), not reported as a 10% owner; therefore this is typical executive trading activity rather than institutional ownership changes.

Insider Transaction Report

Form 4
Period: 2026-05-12
Haggerty Kaitlin
Chief Human Resources Officer
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-05-12$183.93/sh1,307$240,39749,300 total
  • Sale

    Common Stock

    [F1]
    2026-05-13$182.59/sh119$21,72849,181 total
Footnotes (2)
  • [F1]This transaction was executed pursuant to a trading plan entered into by the reporting person on February 6, 2026, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  • [F2]Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
Signature
/s/ Katherine DeLuca (POA on file)|2026-05-14

Documents

1 file
  • 4
    wk-form4_1778791181.xmlPrimary

    FORM 4