|4Feb 26, 4:32 PM ET

Blinde Neal 4

4 · CAPITAL ONE FINANCIAL CORP · Filed Feb 26, 2026

Research Summary

AI-generated summary of this filing

Updated

Capital One (COF) Blinde Neal Sells 38,135 Shares

What Happened
Blinde Neal, President of Commercial Banking at Capital One Financial (COF), sold a total of 38,135 shares in a series of open-market transactions on February 24, 2026, generating approximately $7,265,238 in proceeds. The sales were executed in multiple blocks with reported weighted-average prices for each block: 644 @ $188.04; 3,182 @ $189.38; 400 @ $190.14; 5,983 @ $191.45; 2,918 @ $188.32; 7,748 @ $189.42; 1,900 @ $190.64; and 15,360 @ $191.45. This was a sale (not a purchase), which is typically viewed as routine insider selling rather than a bullish signal.

Key Details

  • Transaction date: February 24, 2026; Form 4 filed February 26, 2026 (appears timely under the two-business-day rule).
  • Total shares sold: 38,135; total proceeds: ~$7,265,238.
  • Per-block weighted-average prices and proceeds listed above; underlying trades ranged roughly from $187.70 to $191.83 across the different blocks (see footnotes). Reported prices for several blocks are weighted averages reflecting multiple executions.
  • At least one sale was executed pursuant to a Rule 10b5‑1 trading plan entered by the reporting person on November 14, 2025. Several footnotes note that prices are weighted averages and give the intra-block price ranges.
  • Shares owned after the transaction: not specified in the information provided.

Context
A 10b5‑1 plan indicates these sales were prearranged, which can reduce the implication that the insider was acting on recent, undisclosed company information. Sales by executives are common and can be for diversification, tax, or liquidity reasons; they are generally considered less informative than insider buys when assessing insider sentiment.

Insider Transaction Report

Form 4
Period: 2026-02-24
Blinde Neal
President, Commercial Banking
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-02-24$188.04/sh644$121,09871,042 total
  • Sale

    Common Stock

    [F1][F3]
    2026-02-24$189.38/sh3,182$602,60767,860 total
  • Sale

    Common Stock

    [F1][F4]
    2026-02-24$190.14/sh400$76,05667,460 total
  • Sale

    Common Stock

    [F1][F5]
    2026-02-24$191.45/sh5,983$1,145,44561,477 total
  • Sale

    Common Stock

    [F1][F6]
    2026-02-24$188.32/sh2,918$549,51858,559 total
  • Sale

    Common Stock

    [F1][F7]
    2026-02-24$189.42/sh7,748$1,467,62650,811 total
  • Sale

    Common Stock

    [F1][F8]
    2026-02-24$190.64/sh1,900$362,21648,911 total
  • Sale

    Common Stock

    [F1][F9]
    2026-02-24$191.45/sh15,360$2,940,67233,551 total
Footnotes (9)
  • [F1]This transaction was executed pursuant to a trading plan entered into by the reporting person on November 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.70 to $188.30. Information regarding the number of shares sold at each price will be provided upon request.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.79 to $189.74. Information regarding the number of shares sold at each price will be provided upon request.
  • [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.00 to $190.25. Information regarding the number of shares sold at each price will be provided upon request.
  • [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.00 to $191.83. Information regarding the number of shares sold at each price will be provided upon request.
  • [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $187.85 to $188.79. Information regarding the number of shares sold at each price will be provided upon request.
  • [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $188.85 to $189.77. Information regarding the number of shares sold at each price will be provided upon request.
  • [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $190.05 to $191.00. Information regarding the number of shares sold at each price will be provided upon request.
  • [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $191.12 to $191.83. Information regarding the number of shares sold at each price will be provided upon request.
Signature
/s/ Blaise F. Brennan (POA on file)|2026-02-26

Documents

1 file
  • 4
    wk-form4_1772141539.xmlPrimary

    FORM 4