Hercules Capital, Inc.·4

Jan 12, 4:26 PM ET

Follmann Christian 4

4 · Hercules Capital, Inc. · Filed Jan 12, 2026

Insider Transaction Report

Form 4
Period: 2026-01-08
Follmann Christian
Chief Operating Officer
Transactions
  • Award

    Common Stock

    [F1]
    2026-01-08$18.24/sh+37,007$675,008153,892 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    350
Footnotes (1)
  • [F1]Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months.
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann|2026-01-12

Documents

1 file
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT