Hercules Capital, Inc.·4

Jan 13, 6:46 PM ET

Follmann Christian 4

4 · Hercules Capital, Inc. · Filed Jan 13, 2026

Insider Transaction Report

Form 4
Period: 2026-01-09
Follmann Christian
Chief Operating Officer
Transactions
  • Tax Payment

    Common Stock

    [F1]
    2026-01-09$18.59/sh7,580$140,912146,312 total
  • Tax Payment

    Common Stock

    [F2]
    2026-01-11$18.59/sh1,178$21,899145,134 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    350
Footnotes (2)
  • [F1]Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 9, 2026.
  • [F2]Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 11, 2026.
Signature
/s /Eileen Bagarella, Attorney-in-Fact for Christian Follmann|2026-01-13

Documents

1 file
  • 4
    primarydocument.xmlPrimary

    PRIMARY DOCUMENT