Hercules Capital: COO Christian Follmann sold 2,798 shares

What happened Christian Follmann, chief operating officer, had 1,365 shares and 1,433 shares withheld to pay taxes on Oct 9, 2026, at $16.51 per share, for $22,536 and $23,659, respectively (total $46,195). The Form 4 reports these transactions as dispositions (transaction code F).

Key details

• Transaction date and price: Oct 9, 2026 at $16.51 per share.
• Shares disposed: 1,365 shares and 1,433 shares (total 2,798 shares).
• Shares owned after the transaction: not stated in the filing.
• Footnote: F1 — represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on Oct 9, 2026.
• Filing date and report period: filed Oct 13, 2026 for the Oct 9, 2026 report period.

Why it may matter

• The filing shows shares were withheld to cover tax liability on vesting of restricted stock (transaction code F), not a market purchase or gift.
• A filing does not show why the insider traded or why the company acted.