Davies William 4

What happened

• William Davies, Executive Vice President & Global Chief Investment Officer at Ameriprise Financial (AMP), received an award of 1,989 shares on 2026-01-27 and on the same date disposed of 935 shares to the issuer at $498.33 per share for proceeds of $465,939.
• The award was reported as an acquisition at $0.00 per share (common for restricted stock or RSU awards). The disposition to the issuer is a sale back to the company rather than an open-market sale.

Key details

• Transaction date: 2026-01-27; Filing date: 2026-01-29 (Form 4 accession 0001910206-26-000004).
• Award: 1,989 shares acquired, $0.00 per share (code A).
• Disposition: 935 shares disposed to issuer at $498.33 per share; total reported proceeds $465,939 (code D).
• Shares owned after the transaction: not specified in this filing.
• Footnotes: “Disposition to issuer” is often used when shares from an award are surrendered to the company to cover tax withholding or similar obligations; the filing does not list a 10b5-1 plan or other special trading arrangement.

Context

• Awards (like restricted stock or RSUs) are compensation and do not necessarily signal a personal purchase decision; they are routine for executives. When awarded shares are immediately surrendered to the issuer, it commonly reflects tax withholding rather than a discretionary sale.