4//SEC Filing
Ferraro Christopher C 4
Accession 0001912609-25-000005
CIK 0001859392other
Filed
Oct 13, 8:00 PM ET
Accepted
Oct 14, 4:36 PM ET
Size
11.7 KB
Accession
0001912609-25-000005
Insider Transaction Report
Form 4
Ferraro Christopher C
President and CIO
Transactions
- Sale
Class A Common Stock
2025-10-10$36.00/sh−750,000$27,000,000→ 687,921 total
Holdings
- 81,319
Stock Options
Exercise: $9.63Exp: 2029-03-27→ Class A Common Stock (81,319 underlying) - 1,000,000
Stock Options
Exercise: $4.83Exp: 2028-03-29→ Class A Common Stock (1,000,000 underlying) - 409,271
Stock Options
Exercise: $11.77Exp: 2030-03-31→ Class A Common Stock (409,271 underlying) - 3,411,001
Class B Common Stock
→ Class A Common Stock (3,411,001 underlying)
Footnotes (6)
- [F1]The sale was in connection with a private placement pursuant to an investment agreement, dated October 10, 2025, in which the holder was a selling shareholder.
- [F2]Includes 270,035 shares of Class A Common Stock to be delivered in settlement of restricted share unit awards ("RSUs"). An RSU award was granted on March 29, 2023 where 57,987 are scheduled to vest on March 1, 2026. An RSU award was granted on March 27, 2024 where 59,400 are scheduled to vest on March 1, 2026 and 61,200 are scheduled to vest on March 1, 2027. 91,448 RSUs were granted on March 31, 2025 where 30,483 are scheduled to vest on March 1, 2026 and the remainder are scheduled to vest in equal quarterly installments thereafter (8 quarters). The RSU awards, in each case, are subject to continued service through the applicable vesting date.
- [F3]This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
- [F4]This option vests over three years from March 1, 2023, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
- [F5]This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
- [F6]Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.
Documents
Issuer
Galaxy Digital Inc.
CIK 0001859392
Entity typeother
Related Parties
1- filerCIK 0001912609
Filing Metadata
- Form type
- 4
- Filed
- Oct 13, 8:00 PM ET
- Accepted
- Oct 14, 4:36 PM ET
- Size
- 11.7 KB