REGIONS FINANCIAL CORP·4

Apr 3, 6:05 PM ET

Allen Karin K 4

4 · REGIONS FINANCIAL CORP · Filed Apr 3, 2026

Research Summary

AI-generated summary of this filing

Updated

Regions Financial (RF) Principal Accounting Officer Karin K. Allen Receives Award

What Happened
Karin K. Allen, Principal Accounting Officer of Regions Financial Corp (RF), received a grant of 1,916 restricted stock units (RSUs) on April 1, 2026. The RSUs are reported at $0.00 because no cash was exchanged; they are a form of compensation/derivative award rather than an open-market purchase.

Key Details

  • Transaction date: 2026-04-01 (reported on Form 4 filed 2026-04-03).
  • Security/amount: 1,916 restricted stock units (derivative award) at $0.00.
  • Vesting: RSUs vest on April 1, 2029, subject to continued service. Delivery of shares is contingent on meeting performance thresholds for Jan 1, 2026–Dec 31, 2028 (footnotes F1–F2).
  • Dividends: Quarterly cash dividends were reinvested in additional RSUs (footnote F3).
  • Shares owned after transaction: Not specified in this filing.
  • Timeliness: Filing appears timely (filed two days after the grant date). Ex-24 Power of Attorney attached.

Context
This was a compensation award (RSUs), common for executives and not the same signal as an open-market purchase or sale. The payout depends on both service through April 1, 2029 and meeting performance goals over 2026–2028; until vesting and settlement, these units do not represent immediately tradable shares.

Insider Transaction Report

Form 4
Period: 2026-04-01
Allen Karin K
Principal Accounting Officer
Transactions
  • Award

    Restricted Stock Units

    [F1][F2][F3]
    2026-04-01+1,9167,313.903 total
    Common Stock (1,916 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of common stock.
  • [F2]The restricted stock units vest on April 1, 2029, subject to a service requirement. The number of shares to be delivered upon vesting is contingent on the issuer meeting certain performance thresholds during the period from January 1, 2026 through December 31, 2028.
  • [F3]Includes quarterly cash dividends that were reinvested in restricted stock units.
Signature
/s/ Elizabeth H. Townsend - Attorney-in-Fact|2026-04-03

Documents

5 files
  • 4
    wk-form4_1775253920.xmlPrimary

    FORM 4

  • EX-24
  • GRAPHIC
    section16poa-allensigned001.jpg
  • GRAPHIC
    section16poa-allensigned002.jpg
  • GRAPHIC
    section16poa-allensigned003.jpg