Yates David M 4/A

What Happened

• David M. Yates, Chief Information Officer of WisdomTree, was granted 4,889 performance-based restricted stock units (PRSUs) on January 25, 2026. The award is reported as a derivative grant with an acquisition price of $0.00 on the Form 4.
• The Form 4 was amended and filed on February 24, 2026 to update the target number of PRSUs to reflect the grant-date fair market value as determined by an independent valuation consultant.

Key Details

• Transaction date: 2026-01-25 (Grant/award, code A). Reported price: $0.00 per unit.
• Award: 4,889 PRSUs (each PRSU equals the right to receive one share of common stock if and when it vests).
• Vesting: Scheduled to vest on January 25, 2029. Payout may range from 0% to 200% of the target number of PRSUs.
• Shares owned after transaction: Not disclosed in this amended filing.
• Filing status: Amended Form 4 filed 2026-02-24 (approximately 30 days after the grant); amendment updates target number per independent valuation consultant.
• Footnotes: F1 explains each PRSU converts to one share on vesting; F2 notes the 0–200% performance payout range and the vesting date.

Context

• PRSUs are performance-based equity awards that convert to shares only if performance and vesting conditions are met; the eventual share delivery and value depend on future performance metrics and the 0–200% multiplier.
• Awards are routine executive compensation and do not represent a cash purchase or sale of stock; they are informative about compensation structure but not a direct buy/sell signal.