4Filed May 5, 8:00 PM ET
WisdomTree (WT) CIO David M. Yates Sells 15,000 Shares
$WT · WisdomTree, Inc.Research Summary
AI-generated summary of this SEC filing
WisdomTree (WT) CIO David M. Yates Sells 15,000 Shares
What Happened
David M. Yates, Chief Information Officer of WisdomTree, sold 15,000 shares in an open-market transaction on May 5, 2026. The shares were sold at $18.06 per share for a total proceeds of $270,900. The transaction is reported as a sale (code S).
Key Details
- Transaction date: 2026-05-05; Filing date: 2026-05-06 (timely file).
- Price and size: 15,000 shares at $18.06 per share; total value $270,900.
- Transaction type: Open-market sale (SEC Form 4, code S).
- Shares owned after transaction: not specified in the filing.
- Footnote: The filing notes restricted stock awards vesting as follows — 35,859 shares on Jan 25, 2027; 19,116 shares on Jan 25, 2028; and 7,564 shares on Jan 25, 2029.
- No 10b5-1 plan, tax-withholding, or late-filing flags are disclosed in this report.
Context
Open-market sales by executives are common and can reflect routine liquidity needs, tax planning, or diversification; they should not be taken alone as a definitive signal of company outlook. The disclosed unvested restricted awards indicate additional future vesting but do not change the fact that this specific transaction was a straightforward sale of already-held shares.