Forge Global Holdings, Inc.·4

Jan 30, 4:23 PM ET

Rodriques Kelly 4

4 · Forge Global Holdings, Inc. · Filed Jan 30, 2026

Research Summary

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Forge Global (FRGE) CEO Rodriques Kelly Receives 30,035-Share Award

What Happened Rodriques Kelly, Chief Executive Officer of Forge Global Holdings, reported the acquisition of 30,035 shares on 2026-01-28. The transaction is an award/acquisition of performance-based restricted stock units (RSUs) recorded at $0.00 per share (total recorded value $0), reflecting settlement of vested RSUs rather than a market purchase.

Key Details

  • Transaction date: 2026-01-28; filing date (Form 4): 2026-01-30 (appears timely).
  • Transaction type/code: Award/Acquisition (A).
  • Shares acquired: 30,035 at $0.00 per share (recorded value $0).
  • Shares owned after transaction: Not specified in the filing.
  • Footnote: The acquisition reflects certification by the Board that performance conditions were met for RSUs granted to Kelly on July 18, 2025. 100% of those RSUs vested on the certification date and will settle in shares on the nearest monthly settlement date following certification.
  • No tax-withholding or share-surrender details were disclosed in the filing.

Context This was the vesting/settlement of performance-based RSUs (a non-cash award), not an open-market buy or sale. Such awards are routine executive compensation events and are recorded at $0 in Form 4s when shares are issued upon vesting; they do not by themselves indicate a trading signal.

Insider Transaction Report

Form 4
Period: 2026-01-28
Rodriques Kelly
DirectorChief Executive Officer
Transactions
  • Award

    Common Stock, $0.0001 par value per share

    [F1]
    2026-01-28+30,035448,791 total
Holdings
  • Common Stock, $0.0001 par value per share

    (indirect: By Trust)
    4,718
Footnotes (1)
  • [F1]Represents the acquisition of shares upon the certification of the Board of Directors of the Issuer that the performance conditions were met with respect to performance-based restricted stock units ("RSUs") granted to the Reporting Person on July 18, 2025 under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). 100% of the RSUs vested on the certification date and shall settle in shares on the nearest monthly settlement date following the certification date.
Signature
/s/ James Nevin, Attorney-in-Fact|2026-01-30

Documents

1 file
  • 4
    wk-form4_1769808221.xmlPrimary

    FORM 4