Yee Colin M. 4

4 · Riot Platforms, Inc. · Filed Jul 6, 2026

AI-generated summary of this filing

Updated Jul 6, 2026

Riot (RIOT) Senior Advisor Colin Yee Receives RSU Award Settlement

What Happened

Colin M. Yee, now a Senior Advisor to Riot Platforms (RIOT), had 124,823 restricted stock units (RSUs vest) convert into common stock on July 1, 2026 (reported as derivative transactions, code M). The Form 4 shows 124,823 shares acquired at $0.00 (RSU settlement) and two reported dispositions of 41,071 and 83,752 shares (also at $0.00). The two dispositions equal the total vested amount, indicating the vested shares were withheld/settled rather than retained as net shares.

Key Details

Transaction date: July 1, 2026; Form 4 filed July 6, 2026 (filed several days after the transaction; appears to be late of the typical two-business-day window).
Reported amounts: 124,823 shares acquired via RSU settlement; 41,071 and 83,752 shares reported disposed (total disposed = 124,823).
Price shown: $0.00 per share for the conversion (typical for RSU settlement); the economic value equals the market price on the settlement date but is not listed on the Form 4.
Shares owned after transaction: not disclosed in the provided filing excerpt.
Footnotes: F1 confirms RSUs convert one-for-one into common stock. F2 and F3 indicate these shares came from previously granted service-based RSU awards that vested in part on July 1, 2026 (grants dated July 13, 2023 and July 1, 2024).
Remarks: Effective March 1, 2026, Yee transitioned to a Senior Advisor role.

Context

These entries reflect the vesting/settlement of RSU awards, not an open-market purchase or sale driven by a trading decision. The reported dispositions are consistent with shares being withheld to satisfy tax withholding or settlement obligations. Purchases typically signal more direct insider confidence; award settlements are routine compensation events.

Form 4Exit

Period: 2026-07-01

Other

Transactions

Exercise/Conversion
Common Stock
[F1]
2026-07-01+124,823→ 428,435 total
Exercise/Conversion
Restricted Stock Units
[F1][F2]
2026-07-01−41,071→ 2,074,295 total
→ Common Stock (41,071 underlying)
Exercise/Conversion
Restricted Stock Units
[F1][F3]
2026-07-01−83,752→ 1,990,543 total
→ Common Stock (83,752 underlying)

Footnotes (3)

[F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
[F2]The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 13, 2023, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2024, 2025, and 2026, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.
[F3]The reported transaction represents the settlement by the Issuer of the vested award of RSUs granted to the Reporting Person under the Issuer's equity plan. On July 1, 2024, the reporting person was granted service-based RSUs which were eligible to vest, if at all, in three (3) approximately equal tranches as of July 1, 2025, 2026, and 2027, subject to the Reporting Person's continued service with the Issuer through the applicable vesting dates.

Signature

/s/ Tanya McGill, Attorney-in-Fact for Colin Yee|2026-07-06

1 file