MELLOH HEATHER J. 4

What Happened
Heather J. Melloh, EVP and General Counsel of Ameriprise Financial (AMP), had 108 shares disposed to satisfy tax obligations related to an equity award/exercise. On 2026-01-26 she disposed 66 shares at $500.53 each for $33,035, and on 2026-01-27 she disposed 42 shares at $498.33 each for $20,930 — a combined value of $53,965. These transactions are reported under code F (payment of exercise price or tax liability) and represent withholding/disposition to cover taxes rather than an open-market buy or discretionary sell.

Key Details

• Transaction dates and prices: 66 shares on 2026-01-26 @ $500.53 ( $33,035 ); 42 shares on 2026-01-27 @ $498.33 ( $20,930 ).
• Total disposed: 108 shares, $53,965.
• Transaction code: F — payment of exercise price or tax liability (withholding/surrender to cover taxes).
• Shares owned after transaction: not specified in the provided filing.
• Filing date: Form 4 filed 2026-01-28; appears timely relative to the reported transactions.

Context
These disposals are routine tax-withholding actions tied to equity compensation (e.g., option exercise or restricted stock vesting). Such withholding/surrenders are common and do not necessarily indicate the insider’s view on the company’s stock price.