MELLOH HEATHER J. 4

What Happened Heather J. Melloh, Executive Vice President and General Counsel of Ameriprise Financial (AMP), was granted 999 shares (award) on Jan 27, 2026 (acquisition price $0). To satisfy tax withholding obligations, 306 of those shares were withheld/ surrendered at an effective per-share value of $498.33, resulting in $152,489 withheld. Net new shares retained from the award: 693 (999 - 306). The award implies an approximate gross value of the 999 shares of ~$497,832 based on the $498.33 per-share figure.

Key Details

• Transaction date: 2026-01-27
• Codes: A = Award/Grant (999 shares, $0 acquisition price); F = Tax withholding/Payment of tax liability (306 shares disposed)
• Per-share amount used for withholding: $498.33; total withheld value: $152,489
• Net shares retained from award: 693 (not a cash purchase)
• Shares owned after transaction: not reported on the Form 4
• Filing: Form 4 filed 2026-02-05 for the 2026-01-27 transaction — appears later than the typical two-business-day filing window

Context Code A indicates a compensation award (e.g., restricted stock/RSU grant); code F indicates shares were surrendered or retained by the company to cover tax obligations rather than an open-market sale. Such awards are routine executive compensation and do not, by themselves, indicate an investment view. The withholding reduces the visible share count but is a standard tax settlement mechanism.