4Filed Aug 11, 8:00 PM ET
Ameriprise (AMP) SVP & Controller Dawn Brockman Sells 472 Shares
$AMP · AMERIPRISE FINANCIAL INCResearch Summary
AI-generated summary of this SEC filing
Ameriprise (AMP) SVP & Controller Dawn Brockman Sells 472 Shares
What Happened
Dawn M. Brockman, SVP and Controller of Ameriprise Financial (AMP), reported an open-market sale of 472 shares on August 10, 2026. The shares were sold at $558.93 each for proceeds of approximately $263,815. This was a sale (S) — typically a routine disposition rather than a direct bullish signal.
Key Details
- Transaction date: 2026-08-10
- Transaction type: Open-market sale (Code S)
- Shares sold: 472 at $558.93 per share
- Total proceeds: ~$263,815
- Filing date / timeliness: Report filed Aug 12, 2026 (covers the Aug 10 transaction) — appears timely under Form 4 rules.
- Shares owned after transaction: Not specified in the filing.
- Footnote: F1 notes an estimate of shares held in the reporting person's account in the Ameriprise Financial Stock Fund under the Ameriprise 401(k) plan as of Aug 10, 2026; the plan uses unit accounting so reported units vary with the stock price.
Context
This was a straightforward sale reported by a corporate officer. Sales can be for many reasons (cash needs, diversification, planned selling) and do not necessarily indicate a change in view on the company. No 10b5-1 plan, tax-withholding, gift, or option exercise was indicated in this filing.