Live Oak Bancshares, Inc.·4

Feb 11, 5:10 PM ET

Spencer Courtney 4

4 · Live Oak Bancshares, Inc. · Filed Feb 11, 2026

Research Summary

AI-generated summary of this filing

Updated

Live Oak (LOB) Chief Experience Officer Spencer Courtney Receives RSUs

What Happened
Spencer Courtney, Chief Experience Officer of Live Oak Bancshares (LOB), received a grant of 6,586 restricted stock units (RSUs) on Feb 9, 2026. On Feb 10, 2026, 1,425 RSUs were converted/exercised into shares; 709 of those shares were withheld to cover tax withholding (reported value of withheld shares: $29,097). The remaining shares from that conversion imply a net delivery of about 716 shares to Courtney. The initial grant is an award (not a market purchase) and the withholding for taxes is routine.

Key Details

  • Transaction dates: RSU grant 2026-02-09; conversion/exercise and tax withholding 2026-02-10; Form 4 filed 2026-02-11.
  • Reported prices/values: 709 shares withheld at $41.04 each = $29,097 (tax withholding); RSU grant and conversion shown at $0.00 (derivative award/conversion).
  • Implied net shares received from the conversion: 1,425 converted − 709 withheld = ~716 shares delivered.
  • Shares owned after transaction: not specified in the filing.
  • Footnotes: RSUs represent a contingent right to one share and vest under multi‑year schedules (generally five equal annual installments per the filing’s footnotes).
  • Timeliness: Filing date (2/11/2026) follows the reported transactions (2/9–2/10/2026); the report appears timely.

Context
These transactions reflect an equity award (RSUs) and routine settlement mechanics (conversion and share withholding to satisfy tax obligations), not an open‑market purchase or sale expressing market sentiment. For retail investors, grant + conversion with share withholding is common compensation administration and should be viewed as compensation-related rather than a directional trade by the insider.

Insider Transaction Report

Form 4
Period: 2026-02-09
Spencer Courtney
Chief Experience Officer
Transactions
  • Exercise/Conversion

    Voting Common Stock

    [F1]
    2026-02-10+1,42526,585 total
  • Tax Payment

    Voting Common Stock

    2026-02-10$41.04/sh709$29,09725,876 total
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-02-09+6,5866,586 total
    Voting Common Stock (6,586 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F1][F3]
    2026-02-101,4255,701 total
    Voting Common Stock (1,425 underlying)
Holdings
  • Voting Common Stock

    (indirect: By Spouse)
    153.796
  • Restricted Stock Units

    [F1][F4]
    Voting Common Stock (3,160 underlying)
    3,160
  • Restricted Stock Units

    [F1][F5]
    Voting Common Stock (2,000 underlying)
    2,000
  • Restricted Stock Units

    [F1][F6]
    Voting Common Stock (8,535 underlying)
    8,535
  • Restricted Stock Units

    [F1][F7]
    Voting Common Stock (8,512 underlying)
    8,512
Footnotes (7)
  • [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock.
  • [F2]The RSUs vest in five equal annual installments beginning on February 9, 2027, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F3]The RSUs vest in five annual installments beginning on February 10, 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F4]The RSUs vest in five equal annual installments beginning on February 14, 2023, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F5]2,000 of the RSUs will vest on each of February 22, 2023, 2024, 2025, and 2026, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F6]The RSUs vest in five annual installments beginning on February 13, 2024, subject to the reporting person's continuous service to the Company or a related entity on such date.
  • [F7]The RSUs vest in five annual installments beginning on February 12, 2025, subject to the reporting person's continuous service to the Company or a related entity on such date.
Signature
/s/ Jonathan A. Greene, By Power of Attorney|2026-02-11

Documents

1 file
  • 4
    wk-form4_1770847823.xmlPrimary

    FORM 4