CAPITAL ONE FINANCIAL CORP·4

Feb 5, 4:57 PM ET

Raghu Ravi 4

4 · CAPITAL ONE FINANCIAL CORP · Filed Feb 5, 2026

Research Summary

AI-generated summary of this filing

Updated

Capital One (COF) Raghu Ravi Receives RSU Award

What Happened Raghu Ravi, President of Software, International & Small Business at Capital One Financial Corp (COF), was granted 4,443 restricted stock units (RSUs) on February 3, 2026. The grant is reported at $0.00 per share because this is an equity award (not a cash purchase or open‑market trade); the RSUs represent a contingent right to receive one share of common stock per unit when they vest.

Key Details

  • Transaction date: 2026-02-03 (reported on Form 4 filed 2026-02-05) — filing appears timely (filed two days after the transaction).
  • Amount: 4,443 restricted stock units; grant price shown as $0.00 (award).
  • Vesting: Award vests in 1/3 increments beginning February 15, 2027 and annually thereafter (each RSU converts to one company share upon vesting).
  • Shares owned after transaction: not specified in the provided filing details.
  • Transaction code: A (Award/Grant).

Context RSU grants are a form of compensation, not an open‑market purchase or sale, and are typically used to retain executives and align their interests with shareholders. These units only become company shares as they vest per the schedule above; they do not represent immediately tradable stock.

Insider Transaction Report

Form 4
Period: 2026-02-03
Raghu Ravi
Pres, Software, Intl & Sm Bus
Transactions
  • Award

    Common Stock

    [F1]
    2026-02-03+4,44334,780 total
Footnotes (1)
  • [F1]This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
Signature
/s/ Blaise F. Brennan (POA on file)|2026-02-05

Documents

1 file
  • 4
    wk-form4_1770328648.xmlPrimary

    FORM 4