CAPITAL ONE FINANCIAL CORP·4

Feb 5, 4:59 PM ET

Zamsky Michael 4

4 · CAPITAL ONE FINANCIAL CORP · Filed Feb 5, 2026

Research Summary

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Capital One (COF) Chief Credit Risk Officer Michael Zamsky Receives Award

What Happened Michael Zamsky, Capital One’s Chief Credit & Financial Risk Officer, was granted 5,231 restricted stock units (RSUs) on February 3, 2026. The award is reported as an acquisition (code A) at $0.00 per share (no cash exchanged); the reported value is $0 on the Form 4 because these are contingent RSUs, not an open-market purchase.

Key Details

  • Transaction date: February 3, 2026; Form 4 filed February 5, 2026 (timely).
  • Transaction type/code: Award of restricted stock units (A).
  • Shares/units granted: 5,231 RSUs; reported price $0.00 (contingent award).
  • Shares owned after transaction: Not specified in this filing.
  • Footnote: RSUs vest in three equal annual installments beginning February 15, 2027; each RSU converts to one share upon vesting.
  • No indication of tax-withholding sale or 10b5-1 plan in this filing.

Context This is an equity compensation grant, a common form of executive pay. RSU awards are not purchases or sales and do not indicate immediate market buying or selling by the insider; value is realized only as units vest and convert to shares (or are settled).

Insider Transaction Report

Form 4
Period: 2026-02-03
Zamsky Michael
Chief Credit & Fin'l Risk Off.
Transactions
  • Award

    Common Stock

    [F1]
    2026-02-03+5,23132,595 total
Footnotes (1)
  • [F1]This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2027 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock.
Signature
/s/ Blaise F. Brennan (POA on file)|2026-02-05

Documents

1 file
  • 4
    wk-form4_1770328744.xmlPrimary

    FORM 4