West Kara 4

What Happened Kara West, Chief Enterprise Risk Officer at Capital One Financial Corp (COF), received a grant of 6,165 restricted stock units (RSUs) on February 3, 2026. The filing lists the acquisition price as $0, so the reported transaction value is $0; each RSU represents a contingent right to receive one share of Company common stock upon vesting.

Key Details

• Transaction date: 2026-02-03; Filing date (Form 4): 2026-02-05 (appears timely).
• Grant: 6,165 restricted stock units; reported price per unit: $0; reported total value: $0.
• Vesting (Footnote F1): RSUs vest in one-third increments starting Feb 15, 2027 and then annually thereafter.
• Footnote F2: Reporting includes shares acquired by the reporting person through the Company’s Associate Stock Purchase Plan since the last reported transaction.
• Shares owned after transaction: Not specified in the provided filing details.

Context This was a compensation award (RSUs), a standard form of executive/reward pay and retention — not an open-market purchase or sale. RSUs typically convert to actual shares only as they vest, so they do not represent immediately tradable stock; therefore this grant should be viewed as part of ongoing compensation rather than a direct market sentiment signal.