4//SEC Filing
Elliot Mark Sonbolian 4
Accession 0001943008-23-000004
CIK 0001820302other
Filed
Feb 13, 7:00 PM ET
Accepted
Feb 14, 9:01 PM ET
Size
7.5 KB
Accession
0001943008-23-000004
Insider Transaction Report
Form 4
Elliot Mark Sonbolian
Chief Sales & Mktg Officer
Transactions
- Tax Payment
Class A Common Stock
2023-02-10$1.64/sh−11,634$19,080→ 262,650 total - Sale
Class A Common Stock
2023-02-13$1.48/sh−4,382$6,487→ 258,268 total
Footnotes (4)
- [F1]In connection with the vesting of restricted stock units on February 1, 2023, the issuer withheld Class A Common Stock that would otherwise have been issued to the reporting person to satisfy such person's tax withholding obligations. The number of shares withheld was determined based on the closing price per share of Class A Common Stock on February 1, 2023.
- [F2]Includes 192,328 shares of Class A Common Stock subject to restricted stock units that remain subject to vesting.
- [F3]The sales were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/11/2022.
- [F4]Represents a weighted-average price. These shares were sold in multiple transactions at prices ranging from $1.45 to $1.50, inclusive. For all transactions reported in this Form 4 utilizing a weighted-average price, the reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
Documents
Issuer
Bakkt Holdings, Inc.
CIK 0001820302
Entity typeother
Related Parties
1- filerCIK 0001943008
Filing Metadata
- Form type
- 4
- Filed
- Feb 13, 7:00 PM ET
- Accepted
- Feb 14, 9:01 PM ET
- Size
- 7.5 KB