Home/Filings/4/0001948079-23-000003
4//SEC Filing

Soane David 4

Accession 0001948079-23-000003

CIK 0001907685other

Filed

Sep 11, 8:00 PM ET

Accepted

Sep 12, 4:52 PM ET

Size

15.9 KB

Accession

0001948079-23-000003

Insider Transaction Report

Form 4
Period: 2023-09-11
Soane David
10% Owner
Transactions
  • Purchase

    Common Stock

    2023-09-11$0.51/sh+58,680$29,997284,328 total(indirect: By Trust)
  • Purchase

    Common Stock

    2023-09-11$0.51/sh+58,680$29,997284,328 total(indirect: By Trust)
  • Purchase

    Warrant (right to buy)

    2023-09-11+146,699146,699 total(indirect: By Trust)
    Exercise: $0.61From: 2023-09-11Exp: 2028-09-11Common Stock (146,699 underlying)
  • Purchase

    Warrant (right to buy)

    2023-09-11+146,699146,699 total(indirect: By Trust)
    Exercise: $0.61From: 2023-09-11Exp: 2028-09-11Common Stock (146,699 underlying)
Holdings
  • Common Stock

    589,786
  • Common Stock

    (indirect: By Trust)
    3,336,562
Transactions
  • Purchase

    Common Stock

    2023-09-11$0.51/sh+58,680$29,997284,328 total(indirect: By Trust)
  • Purchase

    Warrant (right to buy)

    2023-09-11+146,699146,699 total(indirect: By Trust)
    Exercise: $0.61From: 2023-09-11Exp: 2028-09-11Common Stock (146,699 underlying)
  • Purchase

    Common Stock

    2023-09-11$0.51/sh+58,680$29,997284,328 total(indirect: By Trust)
  • Purchase

    Warrant (right to buy)

    2023-09-11+146,699146,699 total(indirect: By Trust)
    Exercise: $0.61From: 2023-09-11Exp: 2028-09-11Common Stock (146,699 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    3,336,562
  • Common Stock

    589,786
Footnotes (6)
  • [F1]Includes 4,298 Earn-Out Shares. Earn-Out Shares are shares of Common Stock held in escrow, which shares will be released if, at any time prior to May 19, 2024, either (i) the volume-weighted average price of the Common Stock is equal to or greater than $12.50 for twenty trading days within a thirty trading day period or (ii) upon a change of control with aggregate consideration in excess of $12.50 per share of Common Stock.
  • [F2]Held by the Alexander V. Soane 2019 Irrevocable Trust. Members of David Soane's immediate family serve as trustee and are beneficiaries of such trusts. The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
  • [F3]Held by the Nicholas V. Soane 2019 Irrevocable Trust. Members of David Soane's immediate family serve as trustee and are beneficiaries of such trusts. The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
  • [F4]Includes 663,288 Earn-Out Shares
  • [F5]Held by The Soane Family Trust, of which David Soane is a trustee and members of the Dr. Soane's immediate family are trustees and beneficiaries. Dr. Soane disclaims beneficial ownership except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
  • [F6]Includes 119,779 Earn-Out Shares

Issuer

Comera Life Sciences Holdings, Inc.

CIK 0001907685

Entity typeother

Related Parties

1
  • filerCIK 0001948079

Filing Metadata

Form type
4
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 4:52 PM ET
Size
15.9 KB