4//SEC Filing
Soane David 4
Accession 0001948079-24-000001
CIK 0001907685other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 6:30 PM ET
Size
19.4 KB
Accession
0001948079-24-000001
Insider Transaction Report
Form 4
Soane Family Trust
10% Owner
Transactions
- Purchase
Warrant (right to buy)
2023-12-29+2,727,272→ 2,727,272 total(indirect: By Trust)Exercise: $0.06From: 2023-12-29Exp: 2028-12-29→ Common Stock (2,727,272 underlying) - Purchase
Warrant (right to buy)
2023-12-29+2,727,272→ 2,727,272 total(indirect: By Trust)Exercise: $0.06From: 2023-12-29Exp: 2028-12-29→ Common Stock (2,727,272 underlying) - Purchase
12% Senior Secured Convertible Note
2023-12-29$75000.00/sh+1,363,636$102,272,700,000→ 1,363,636 total(indirect: By Trust)Exercise: $0.06From: 2023-12-29Exp: 2024-12-29→ Common Stock (1,363,636 underlying) - Purchase
12% Senior Secured Convertible Note
2023-12-29$75000.00/sh+1,363,636$102,272,700,000→ 1,363,636 total(indirect: By Trust)Exercise: $0.06From: 2023-12-29Exp: 2024-12-29→ Common Stock (1,363,636 underlying)
Holdings
- 3,336,562(indirect: By Trust)
Common Stock
- 589,786
Common Stock
- 284,328(indirect: By Trust)
Common Stock
- 284,328(indirect: By Trust)
Common Stock
Soane David
10% Owner
Transactions
- Purchase
Warrant (right to buy)
2023-12-29+2,727,272→ 2,727,272 total(indirect: By Trust)Exercise: $0.06From: 2023-12-29Exp: 2028-12-29→ Common Stock (2,727,272 underlying) - Purchase
Warrant (right to buy)
2023-12-29+2,727,272→ 2,727,272 total(indirect: By Trust)Exercise: $0.06From: 2023-12-29Exp: 2028-12-29→ Common Stock (2,727,272 underlying) - Purchase
12% Senior Secured Convertible Note
2023-12-29$75000.00/sh+1,363,636$102,272,700,000→ 1,363,636 total(indirect: By Trust)Exercise: $0.06From: 2023-12-29Exp: 2024-12-29→ Common Stock (1,363,636 underlying) - Purchase
12% Senior Secured Convertible Note
2023-12-29$75000.00/sh+1,363,636$102,272,700,000→ 1,363,636 total(indirect: By Trust)Exercise: $0.06From: 2023-12-29Exp: 2024-12-29→ Common Stock (1,363,636 underlying)
Holdings
- 3,336,562(indirect: By Trust)
Common Stock
- 284,328(indirect: By Trust)
Common Stock
- 284,328(indirect: By Trust)
Common Stock
- 589,786
Common Stock
Footnotes (7)
- [F1]Includes 4,298 Earn-Out Shares. Earn-Out Shares are shares of Common Stock held in escrow, which shares will be released if, at any time prior to May 19, 2024, either (i) the volume-weighted average price of the Common Stock is equal to or greater than $12.50 for twenty trading days within a thirty trading day period or (ii) upon a change of control with aggregate consideration in excess of $12.50 per share of Common Stock.
- [F2]Held by the Alexander V. Soane 2019 Irrevocable Trust. Members of David Soane's immediate family serve as trustee and are beneficiaries of such trusts. The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
- [F3]Held by the Nicholas V. Soane 2019 Irrevocable Trust. Members of David Soane's immediate family serve as trustee and are beneficiaries of such trusts. The reporting persons disclaim beneficial ownership except to the extent of their pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
- [F4]Includes 663,288 Earn-Out Shares
- [F5]Held by The Soane Family Trust, of which David Soane is a trustee and members of the Dr. Soane's immediate family are trustees and beneficiaries. Dr. Soane disclaims beneficial ownership except to the extent of his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purposes
- [F6]Includes 119,779 Earn-Out Shares
- [F7]Excludes shares of Series A Convertible Perpetual Preferred Stock, par value $.0001 per share ("Series A Preferred Stock") held by Comera SPV LLC ("Comera SPV"). The trust is a member of and has an economic interest in the Comera SPV, but it does not have voting or dispositive power with respect to any shares of the Series A Preferred Stock. The trust disclaims beneficial ownership of the Series A Preferred Stock held by the Comera SPV.
Documents
Issuer
Comera Life Sciences Holdings, Inc.
CIK 0001907685
Entity typeother
Related Parties
1- filerCIK 0001948079
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 6:30 PM ET
- Size
- 19.4 KB