4//SEC Filing
Collier Charles 4
Accession 0001951665-25-000011
CIK 0001428439other
Filed
Nov 3, 7:00 PM ET
Accepted
Nov 4, 7:33 PM ET
Size
24.0 KB
Accession
0001951665-25-000011
Insider Transaction Report
Form 4
ROKU, INCROKU
Collier Charles
President, Roku Media
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2025-11-04−15,404→ 498,042 totalExercise: $49.59Exp: 2032-11-03→ Class A Common Stock (15,404 underlying) - Exercise/Conversion
Class A Common Stock
2025-10-31$49.59/sh+118,088$5,855,984→ 118,288 total - Exercise/Conversion
Class A Common Stock
2025-11-04$49.59/sh+15,404$763,884→ 15,604 total - Sale
Class A Common Stock
2025-11-04$106.11/sh−400$42,444→ 200 total - Sale
Class A Common Stock
2025-11-04$103.26/sh−2,816$290,780→ 12,788 total - Sale
Class A Common Stock
2025-11-04$105.87/sh−2,898$306,811→ 5,335 total - Sale
Class A Common Stock
2025-11-04$104.97/sh−403$42,303→ 8,233 total - Sale
Class A Common Stock
2025-10-31$115.00/sh−118,088$13,580,120→ 200 total - Sale
Class A Common Stock
2025-11-04$104.19/sh−4,152$432,597→ 8,636 total - Sale
Class A Common Stock
2025-11-04$105.18/sh−4,735$498,027→ 600 total - Exercise/Conversion
Employee Stock Option (right to buy)
2025-10-31−118,088→ 513,446 totalExercise: $49.59Exp: 2032-11-03→ Class A Common Stock (118,088 underlying)
Holdings
- 600(indirect: By Trust)
Class A Common Stock
Footnotes (8)
- [F1]Shares sold pursuant to Mr. Collier's 10b5-1 plan.
- [F2]This stock option vests in 48 substantially equal monthly installments. The first installment vested on December 4, 2022.
- [F3]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.75 to $103.72 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.75 to $104.66 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F5]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.75 to $105.46 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F6]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.78 to $106.23 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F7]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.00 to $105.78 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F8]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.04 to $106.22 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Issuer
ROKU, INC
CIK 0001428439
Entity typeother
Related Parties
1- filerCIK 0001951665
Filing Metadata
- Form type
- 4
- Filed
- Nov 3, 7:00 PM ET
- Accepted
- Nov 4, 7:33 PM ET
- Size
- 24.0 KB