GERBER WILLIAM J 4

4 · CaliberCos Inc. · Filed Jul 1, 2026

AI-generated summary of this filing

Updated Jul 2, 2026

CaliberCos (CWD) Director William Gerber Receives 23,585-Option Grant

What Happened

William J. Gerber, a director of CaliberCos Inc. (CWD), received a grant of 23,585 derivative securities on 2026-06-30. The filing lists the transaction as an award/acquisition (transaction code A) of options (rights to buy shares); no exercise price or immediate cash value is reported in the Form 4. This was a compensation grant to a director, not a market purchase or sale.

Key Details

Transaction date: 2026-06-30 (filed 2026-07-01 — timely)
Transaction type/code: Grant/Award (A); derivative (options)
Amount granted: 23,585 options (shares underlying)
Price/value: Not specified in the filing (N/A)
Shares owned after transaction: Not disclosed in the provided report
Footnotes: F1 and F3 state these are Employee Stock Options granted under the Issuer's 2024 Equity Incentive Plan and the Amended and Restated 2017 Stock Incentive Plan as part of director compensation; F2 is not applicable
Filing timeliness: Filed the next day — appears timely (not late)

Context

These were option grants (rights to buy stock in the future), not an exercise or sale, so no immediate change in CaliberCos shares outstanding or insider cash proceeds. Vesting schedule, strike price and expiration were not provided in the summary — watch future filings for exercises, sales, or more detail. Director option grants are common as compensation and do not by themselves indicate insider buying or selling sentiment.

Form 4

Period: 2026-06-30

Director

Transactions

Award
Employee Stock Options (right to buy)
[F1][F2]
2026-06-30+23,585→ 23,585 total
Exercise: $0.65From: 2026-06-30Exp: 2036-06-30→ Class A Common Stock (23,585 underlying)

Holdings

Employee Stock Options (right to buy)
[F1]
Exercise: $1.02From: 2026-05-20Exp: 2036-05-20→ Class A Common Stock (23,658 underlying)
23,658
Employee Stock Options (right to buy)
[F1]
Exercise: $6.35From: 2025-09-16Exp: 2035-09-16→ Class A Common Stock (2,065 underlying)
2,065
Employee Stock Options (right to buy)
[F1]
Exercise: $3.55From: 2025-06-17Exp: 2035-06-17→ Class A Common Stock (5,052 underlying)
5,052
Employee Stock Options (right to buy)
[F1]
Exercise: $13.19From: 2025-03-17Exp: 2035-03-17→ Class A Common Stock (1,613 underlying)
1,613
Employee Stock Options (right to buy)
[F1]
Exercise: $10.00From: 2024-12-16Exp: 2034-12-16→ Class A Common Stock (1,850 underlying)
1,850
Employee Stock Options (right to buy)
[F3]
Exercise: $12.40From: 2024-09-30Exp: 2034-09-30→ Class A Common Stock (1,500 underlying)
1,500
Employee Stock Options (right to buy)
[F3]
Exercise: $17.91From: 2024-06-25Exp: 2034-06-25→ Class A Common Stock (4,064 underlying)
4,064
Employee Stock Options (right to buy)
[F3]
Exercise: $185.00From: 2022-10-28Exp: 2032-10-28→ Class A Common Stock (744 underlying)
744
Employee Stock Options (right to buy)
[F3]
Exercise: $67.00From: 2019-04-05Exp: 2029-04-05→ Class A Common Stock (744 underlying)
744

Footnotes (3)

[F1]Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's 2024 Equity Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer.
[F2]Not applicable.
[F3]Employee Stock Options (right to buy)("Options") granted pursuant to Issuer's Amended and Restated 2017 Stock Incentive Plan. Such Options represent a portion of Reporting Person's compensation as a director of Issuer.

Signature

/s/ William Gerber|2026-07-01

1 file