4//SEC Filing
Banks Matthew C. 4
Accession 0001959033-25-000004
CIK 0001428439other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 7:48 PM ET
Size
20.7 KB
Accession
0001959033-25-000004
Insider Transaction Report
Form 4
ROKU, INCROKU
Banks Matthew C.
VP, CAO
Transactions
- Tax Payment
Class A Common Stock
2025-11-17$96.89/sh−2,611$252,980→ 8,004 total - Exercise/Conversion
Restricted Stock Unit
2025-11-17−1,048→ 1,049 total→ Class A Common Stock (1,048 underlying) - Exercise/Conversion
Restricted Stock Unit
2025-11-17−827→ 2,484 total→ Class A Common Stock (827 underlying) - Exercise/Conversion
Restricted Stock Unit
2025-11-17−1,202→ 8,414 total→ Class A Common Stock (1,202 underlying) - Sale
Class A Common Stock
2025-11-18$95.09/sh−719$68,370→ 7,285 total - Exercise/Conversion
Restricted Stock Unit
2025-11-17−1,248→ 4,995 total→ Class A Common Stock (1,248 underlying) - Exercise/Conversion
Class A Common Stock
2025-11-17+5,260→ 10,615 total - Exercise/Conversion
Restricted Stock Unit
2025-11-17−148→ 0 total→ Class A Common Stock (148 underlying) - Exercise/Conversion
Restricted Stock Unit
2025-11-17−787→ 8,667 total→ Class A Common Stock (787 underlying)
Footnotes (9)
- [F1]Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025.
- [F2]Shares sold pursuant to Mr. Banks' 10b5-1 plan.
- [F3]Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- [F4]This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2022.
- [F5]This RSU vests in four substantially equal quarterly installments. The first installment vested on June 1, 2025.
- [F6]This RSU vests in fifteen substantially equal quarterly installments. The first installment vested on June 1, 2023.
- [F7]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
- [F8]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
- [F9]This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025.
Issuer
ROKU, INC
CIK 0001428439
Entity typeother
Related Parties
1- filerCIK 0001959033
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 7:48 PM ET
- Size
- 20.7 KB